Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David FordSecurities America, Inc.Investment Centers of America, Inc.$7002-23-2012
Rodney Daniel SmithSecurities America, Inc.Harbour Investments, Inc.03-04-2020
Shelly Ann SquierSecurities America, Inc.MML Investors Services, LLC01-03-2020
Kenneth James KalkSecurities America, Inc.MWA Financial Services Inc.11-04-2019
Jon David GoldsteinSecurities America, Inc.Ameriprise Financial Services, LLC$10010-10-2019
Amanda Marie GausewitzSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Adam Ryan PetersSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Jonathan Carl GausewitzSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Kyle David KerkenbushSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Lisa Ann SpadoniSecurities America, Inc.Ameriprise Financial Services, LLC$2510-10-2019
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
Greg Shane LavinSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
Kristen Dawn MassieSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
Joshua Alan ZoernerSecurities America, Inc.MWA Financial Services Inc.$2505-10-2018
Cynthia Jean StormfischerSecurities America, Inc.SII Investments, Inc.$2511-01-2017
Julie Ann CoombsSecurities America, Inc.SII Investments, Inc.11-01-2017
Michael Francis ZimmerSecurities America, Inc.Next Financial Group, Inc.12-27-2016
Edwin N HeckerSecurities America, Inc.Cetera Advisor Networks LLC12-07-2016
Michael Walter KlaukeSecurities America, Inc.Next Financial Group, Inc.$10012-01-2016
Lee Flippen CourtrightSecurities America, Inc.Cetera Advisors LLC11-09-2016
William George MowbraySecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
David Kenneth SorensenSecurities America, Inc.Cetera Advisor Networks LLC$2511-09-2016
Wayne Devonne BisekSecurities America, Inc.Cetera Advisor Networks LLC$5011-09-2016
Roland Walter MollSecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.