Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Jon Lewis BowlesSecurities America, Inc.FSC Securities Corporation07-12-2019
Lisa Ann CowanSecurities America, Inc.Cambridge Investment Research, Inc.07-02-2019
Gordon Stuart RhoadsSecurities America, Inc.Equity Services, Inc.06-25-2019
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Terry Maurice GravelySecurities America, Inc.Minority Capital Advisors06-17-2019
Todd Lee BohlmeyerSecurities America, Inc.FBL Marketing Services, LLC06-12-2019
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
James A. White Sr.Securities America, Inc.First Allied Securities, Inc.05-24-2019
Joseph William MissmanSecurities America, Inc.Edward Jones05-03-2019
Nathan Lee KnightSecurities America, Inc.Summit Brokerage Services, Inc.04-29-2019
James John DinapoliSecurities America, Inc.Cadaret, Grant & Co., Inc.$2507-09-2019
Jay Alan WallingerSecurities America, Inc.Summit Brokerage Services, Inc.$2507-08-2019
Monica L. DanielsSecurities America, Inc.First Command Financial Planning, Inc.$5006-03-2019
Eric R CortezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$5005-31-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Francisco Jose TortSecurities America, Inc.Morgan Stanley$5005-03-2019
Michael Todd SissonSecurities America, Inc.Summit Brokerage Services, Inc.$5004-22-2019
Gregory Lynn GrimesSecurities America, Inc.Centaurus Financial, Inc.$15004-29-2019
Corbin Richard CoutureSecurities America, Inc.Infinex Investments, Inc.$15004-26-2019
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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