Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Lee BohlmeyerSecurities America, Inc.FBL Marketing Services, LLC06-12-2019
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
Jonathan Vernon RiceSecurities America, Inc.Questar Capital Corporation$2506-03-2019
Monica L. DanielsSecurities America, Inc.First Command Financial Planning, Inc.$5006-03-2019
Eric R CortezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$5005-31-2019
Matthew James CunninghamSecurities America, Inc.Flagship Harbor Advisors, LLC$50005-31-2019
William Leo LeclairSecurities America, Inc.Principal Securities, Inc.$5005-31-2019
James A. White Sr.Securities America, Inc.First Allied Securities, Inc.05-24-2019
Paul M. LaneSecurities America, Inc.Morgan Stanley05-24-2019
Kevin NewhouseSecurities America, Inc.Morgan Stanley05-22-2019
Paul Richard DeardenSecurities America, Inc.Commonwealth Financial Network$5005-21-2019

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.