Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John LanzettaSecurities AmericaQuestar Capital Corp.$17503-12-2019
David O'Donnell, Michael TashjianSecurities AmericaLPL Financial$65008-30-2018
Scott Morrison, Matthew Nordmann, Michael NordmannSecurities AmericaInvest Financial$12004-10-2018
Aron SommerSecurities AmericaInvest Financial$31903-07-2018
Michael GandetSecurities AmericaNational Planning$22003-07-2018
Wayne WagnerSecurities AmericaNational Planning$17703-07-2018
Wayne WagnerSecurities AmericaLPL Financial$9101-31-2018
Curtis RobertsonSecurities AmericaAurora Securities$6009-22-2017
Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd AdrianSecurities AmericaNational Planning$34007-17-2017
Michael SeeseSecurities AmericaLPL Financial$7106-07-2017
Todd KimpelSecurities AmericaLPL Financial$8106-06-2017
Bruce PorterSecurities AmericaEdward Jones$11203-01-2017
Bob RossiSecurities AmericaFSC Securities$22502-15-2016
Felix Jones Securities AmericaLPL Financial$8009-16-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities AmericaLPL Financial$80007-09-2015
Randy ScritchfieldSecurities AmericaH. Beck, Inc.$11505-15-2015
Marcos Andujar, Kristopher Beaulieu, Neil Van ZandtSecurities AmericaWFG Investments$12004-27-2015
Terry Bethea, Larry AngstSecurities AmericaLPL Financial$10002-17-2015
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskySecurities AmericaFirst Global Capital$13911-24-2014
John F. Donovan Securities AmericaLincoln Financial10-31-2014
Anthony ValenciaSecurities AmericaJPMorgan Chase & Co.$6009-11-2014
Thomas H. CarlsonSecurities AmericaVALIC Financial Advisors$8107-28-2014
Jonathan Lifschutz, David ReedSecurities AmericaMorgan Stanley Wealth Management$7504-17-2014
Dana Webb, Curren WebbSecurities AmericaManarin Securities Corporation$10001-17-2014
Paul J. MerzSecurities AmericaValmark Securities$8401-02-2014
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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