Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curtis RobertsonSecurities AmericaAurora Securities$6009-22-2017
Bruce PorterSecurities AmericaEdward Jones$11203-01-2017
John LindseySecurities AmericaEdward Jones$10004-10-2012
Gregory C. O'DonnellSecurities AmericaFinancial Telesis$13705-14-2013
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskySecurities AmericaFirst Global Capital$13911-24-2014
Bruce LearSecurities AmericaFirst National Capital Markets$15005-07-2012
Bob RossiSecurities AmericaFSC Securities$22502-15-2016
Randy ScritchfieldSecurities AmericaH. Beck, Inc.$11505-15-2015
Scott Morrison, Matthew Nordmann, Michael NordmannSecurities AmericaInvest Financial$12004-10-2018
Aron SommerSecurities AmericaInvest Financial$31903-07-2018
The Great Plains Financial GroupSecurities AmericaInvestment Centers of America$35002-24-2012
Tom Gahler, Gary GahlerSecurities AmericaInvestment Centers of America$6502-24-2012
David FordSecurities AmericaInvestment Centers of America$7002-23-2012
Anthony ValenciaSecurities AmericaJPMorgan Chase & Co.$6009-11-2014
John F. Donovan Securities AmericaLincoln Financial10-31-2014
Kathy M. KeadleSecurities AmericaLincoln Financial$14011-14-2013
David O'Donnell, Michael TashjianSecurities AmericaLPL Financial$65008-30-2018
Wayne WagnerSecurities AmericaLPL Financial$9101-31-2018
Michael SeeseSecurities AmericaLPL Financial$7106-07-2017
Todd KimpelSecurities AmericaLPL Financial$8106-06-2017
Felix Jones Securities AmericaLPL Financial$8009-16-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities AmericaLPL Financial$80007-09-2015
Terry Bethea, Larry AngstSecurities AmericaLPL Financial$10002-17-2015
Michael MullisSecurities AmericaLPL Financial$22311-15-2012
Dana Webb, Curren WebbSecurities AmericaManarin Securities Corporation$10001-17-2014
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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