Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David FordSecurities AmericaInvestment Centers of America$7002-23-2012
The Great Plains Financial GroupSecurities AmericaInvestment Centers of America$35002-24-2012
Tom Gahler, Gary GahlerSecurities AmericaInvestment Centers of America$6502-24-2012
John LindseySecurities AmericaEdward Jones$10004-10-2012
Bruce LearSecurities AmericaFirst National Capital Markets$15005-07-2012
Ryan KaufmanSecurities AmericaWoodbury Financial Services$15008-24-2012
Michael MullisSecurities AmericaLPL Financial$22311-15-2012
Jim ClementsSecurities AmericaUnited Planners Financial Services of America$10012-14-2012
Gregory C. O'DonnellSecurities AmericaFinancial Telesis$13705-14-2013
Shannon J. Case, Mark J. SlatterySecurities AmericaSII Investments$13006-03-2013
Wayne MaierSecurities AmericaNational Planning$41409-20-2013
Kathy M. KeadleSecurities AmericaLincoln Financial$14011-14-2013
Paul J. MerzSecurities AmericaValmark Securities$8401-02-2014
Dana Webb, Curren WebbSecurities AmericaManarin Securities Corporation$10001-17-2014
Jonathan Lifschutz, David ReedSecurities AmericaMorgan Stanley Wealth Management$7504-17-2014
Thomas H. CarlsonSecurities AmericaVALIC Financial Advisors$8107-28-2014
Anthony ValenciaSecurities AmericaJPMorgan Chase & Co.$6009-11-2014
John F. Donovan Securities AmericaLincoln Financial10-31-2014
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskySecurities AmericaFirst Global Capital$13911-24-2014
Terry Bethea, Larry AngstSecurities AmericaLPL Financial$10002-17-2015
Marcos Andujar, Kristopher Beaulieu, Neil Van ZandtSecurities AmericaWFG Investments$12004-27-2015
Randy ScritchfieldSecurities AmericaH. Beck, Inc.$11505-15-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities AmericaLPL Financial$80007-09-2015
Felix Jones Securities AmericaLPL Financial$8009-16-2015
Bob RossiSecurities AmericaFSC Securities$22502-15-2016
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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