Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony ValenciaSecurities AmericaJPMorgan Chase & Co.$6009-11-2014
Aron SommerSecurities AmericaInvest Financial$31903-07-2018
Bob RossiSecurities AmericaFSC Securities$22502-15-2016
Bruce LearSecurities AmericaFirst National Capital Markets$15005-07-2012
Bruce PorterSecurities AmericaEdward Jones$11203-01-2017
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskySecurities AmericaFirst Global Capital$13911-24-2014
Curtis RobertsonSecurities AmericaAurora Securities$6009-22-2017
Dana Webb, Curren WebbSecurities AmericaManarin Securities Corporation$10001-17-2014
David FordSecurities AmericaInvestment Centers of America$7002-23-2012
David O'Donnell, Michael TashjianSecurities AmericaLPL Financial$65008-30-2018
Felix Jones Securities AmericaLPL Financial$8009-16-2015
Gregory C. O'DonnellSecurities AmericaFinancial Telesis$13705-14-2013
Jim ClementsSecurities AmericaUnited Planners Financial Services of America$10012-14-2012
John F. Donovan Securities AmericaLincoln Financial10-31-2014
John LanzettaSecurities AmericaQuestar Capital Corp.$17503-12-2019
John LindseySecurities AmericaEdward Jones$10004-10-2012
Jonathan Lifschutz, David ReedSecurities AmericaMorgan Stanley Wealth Management$7504-17-2014
Kathy M. KeadleSecurities AmericaLincoln Financial$14011-14-2013
Marcos Andujar, Kristopher Beaulieu, Neil Van ZandtSecurities AmericaWFG Investments$12004-27-2015
Michael GandetSecurities AmericaNational Planning$22003-07-2018
Michael MullisSecurities AmericaLPL Financial$22311-15-2012
Michael SeeseSecurities AmericaLPL Financial$7106-07-2017
Paul J. MerzSecurities AmericaValmark Securities$8401-02-2014
Randy ScritchfieldSecurities AmericaH. Beck, Inc.$11505-15-2015
Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd AdrianSecurities AmericaNational Planning$34007-17-2017
Next Page »

Showing 1 to 25 of 37 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.