Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Wells ZapicoSecurities America Advisors, Inc.IC Advisory Services, Inc.08-02-2019
Roberta LewisSecurities America Advisors, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Michael Grant ThompsonSecurities America Advisors, Inc.1st Global Advisors Inc08-01-2019
Brett William Sabio Sr.Securities America Advisors, Inc.Royal Alliance Associates, Inc.07-29-2019
Steven Gregory SensibaSecurities America Advisors, Inc.CRG Financial Services, Inc.09-12-2018
Rockne Stuart SchatzSecurities America Advisors, Inc.Capital Strategies & Investments, Inc.09-22-2017
Lester George JacksonSecurities America Advisors, Inc.Lester George Jackson03-11-2014
Charles David KellerSecurities America Advisors, Inc.Master'S Advisors, Inc.10-05-2012
Robert Burns Miller IIISecurities America Advisors, Inc.Master'S Advisors, Inc.10-05-2012
Michele Chanut YoungSecurities America Advisors, Inc.Cooper McManus05-04-2012
James DonenbergSecurities America Advisors, Inc.Strategic Advisors of Illinois08-25-2011
Ronald S. ZweigSecurities America Advisors, Inc.Strategic Advisors of Illinois08-17-2011
Kimberly J. KroppSecurities America Advisors, Inc.Moylan Kropp Retirement Planning, Llc04-14-2011
Robert Richard FoxSecurities America Advisors, Inc.FFS Investments, Ltd.02-09-2011
Ronald William SubberSecurities America Advisors, Inc.The Private Advisor, Inc.01-13-2011
Ronald Duane CoateSecurities America Advisors, Inc.Prospera Investment Advisors, LLC11-05-2010
John Francis HartmanSecurities America Advisors, Inc.ePlanning Securities, Inc.03-30-2009
Danny Edward SawyerSecurities America Advisors, Inc.VALIC Financial Advisors, Inc.02-13-2009
Charles Frederick Hais Jr.Securities America Advisors, Inc.Brecek & Young Advisors, Inc.01-23-2009
Christopher Arrington QuarlesSecurities America Advisors, Inc.Brecek & Young Advisors, Inc.01-23-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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