Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ravi Benjamin KahanSecurities Service Network, LLCWoodbury Financial Services, Inc.12-16-2019
Sharon Stout MelvilleSecurities Service Network, LLCEK Riley Investments, LLC10-09-2019
Robert Philip ShowersSecurities Service Network, LLCAmeritas Investment Corp.06-10-2019
Bradley T CloughSecurities Service Network, LLCJanney Montgomery Scott LLC05-31-2019
Brian Patrick FeeleySecurities Service Network, LLCMML Investors Services, LLC05-20-2019
Tamara Leonidovna PavlovSecurities Service Network, LLCWoodbury Financial Services, Inc.05-14-2019
Amy Jo BakerSecurities Service Network, LLCWoodbury Financial Services, Inc.05-07-2019
Michelle ReynoldsSecurities Service Network, LLCKovack Securities Inc.04-25-2019
Cathleen VolkSecurities Service Network, LLCAvantax Investment Services, Inc.02-22-2019
David Michael KopycSecurities Service Network, LLCAmeritas Investment Corp.01-02-2019
James Thomas CoxSecurities Service Network, LLCAmeritas Investment Corp.01-02-2019
Lucas Robert AmellSecurities Service Network, LLCPackerland Brokerage Services, Inc.10-05-2018
Emily Reed NormandinSecurities Service Network, LLCAXA Advisors, LLC08-24-2018
Nancy Elizabeth SmithSecurities Service Network, LLCRaymond James & Associates, Inc.08-17-2018
Denis Jeffrey ConlonSecurities Service Network, LLCOpus Wealth Management Group07-05-2018
Adam R. BrownSecurities Service Network, LLCCUNA Brokerage Services, Inc.03-27-2018
Randolph Shippey ClarkSecurities Service Network, LLCINVEST Financial Corporation01-10-2018
Aquiles Larrea Jr.Securities Service Network, LLCCambridge Investment Research, Inc.01-08-2018
Gregg Andrew FarrautoSecurities Service Network, LLCCambridge Investment Research, Inc.01-05-2018
Amanda Lyn HeagertySecurities Service Network, LLCCitizens Securities, Inc.01-05-2018
Nathan James VanstippenSecurities Service Network, LLCSII Investments, Inc.11-22-2017
David Alan FoemmelSecurities Service Network, LLCSII Investments, Inc.11-22-2017
Brandon G MartinekSecurities Service Network, LLCSII Investments, Inc.11-22-2017
Patrick HorwitzSecurities Service Network, LLCSII Investments, Inc.11-08-2017
Steven James LautenschlagerSecurities Service Network, LLCSII Investments, Inc.11-06-2017
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Showing 1 to 25 of 202 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.