Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Eric LakeSecurities Service Network, LLCSagePoint Financial, Inc.$25001-02-2009
David Grant SimmonsSecurities Service Network, LLCMedallion Advisory Services, LLC$10001-04-2010
Thomas Edward AllwineSecurities Service Network, LLCMedallion Investment Services, Inc.01-04-2010
Anna Christina WinslowSecurities Service Network, LLCMedallion Advisory Services, LLC01-07-2010
John Douglas RoszellSecurities Service Network, LLCWoodbury Financial Services, Inc.$10003-23-2010
John Churchill ArataSecurities Service Network, LLCMorgan Stanley$25005-17-2010
Spencer Stanton HallSecurities Service Network, LLCRetirement Planning Services, LLC07-09-2010
Richard Joseph Russillo Jr.Securities Service Network, LLCAXA Advisors, LLC$50008-16-2010
John Ross NanniSecurities Service Network, LLCPrincipal Securities, Inc.02-18-2011
Ronald Bryan SultzbachSecurities Service Network, LLCBrokersXpress LLC$10006-02-2011
Laura Louise Searles StohlmanSecurities Service Network, LLCNational Planning Corporation$15010-18-2011
John Francis Stohlman Jr.Securities Service Network, LLCNational Planning Corporation10-18-2011
Tandy Lee JoslinSecurities Service Network, LLCCFD Investments, Inc.$10001-24-2012
Glenn Marc RosensteinSecurities Service Network, LLCMaxim Group LLC02-07-2012
David HilditchSecurities Service Network, LLCWoodbury Financial Services, Inc.$25005-21-2012
Matt Ryan FranklinSecurities Service Network, LLCRaymond James Financial Services Advisors, Inc$15006-05-2012
Andrew Frederick WalterSecurities Service Network, LLCNew England Securities$10007-10-2012
Charles Mcclard PorterSecurities Service Network, LLC1st Global Capital Corp.$10007-13-2012
Shawn David StitesSecurities Service Network, LLCWoodbury Financial Services, Inc.$50009-11-2012
Robert Michael ZyzoSecurities Service Network, LLCLPL Financial LLC$25009-18-2012
Edwin Alexander McKnightSecurities Service Network, LLCWoodbury Financial Services, Inc.$10011-13-2012
Gina Koshiol BartellSecurities Service Network, LLCWoodbury Financial Services, Inc.$25011-15-2012
Jon Raymond WintereggSecurities Service Network, LLCProEquities, Inc.$10012-07-2012
Kevin Dennis BivenSecurities Service Network, LLCProEquities, Inc.$10012-14-2012
Jesse Kelin GilesSecurities Service Network, LLCFirst Horizon Advisors, Inc.$10002-08-2013
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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