Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Mark MacveanSecurities Service Network, LLCSecurities America, Inc.11-01-2011
Andrew Frederick WalterSecurities Service Network, LLCNew England Securities$1007-10-2012
Anna Christina WinslowSecurities Service Network, LLCMedallion Advisory Services, LLC01-07-2010
Benjamin Brandon DefoorSecurities Service Network, LLCC C F Investments, Inc.11-10-2016
Brady Thomas O'ConnorSecurities Service Network, LLCEquity Services, Inc.$2508-01-2014
Charles Mcclard PorterSecurities Service Network, LLC1st Global Capital Corp.$2507-13-2012
David Grant SimmonsSecurities Service Network, LLCMedallion Advisory Services, LLC01-04-2010
David HilditchSecurities Service Network, LLCWoodbury Financial Services, Inc.$2505-21-2012
David Lee MaynardSecurities Service Network, LLCIndependent Advisor Alliance, LLC$2501-31-2019
Edwin Alexander McKnightSecurities Service Network, LLCWoodbury Financial Services, Inc.$1011-13-2012
Eric Robert LudvigsenSecurities Service Network, LLCCapital Synergy Partners10-30-2013
Gina Koshiol BartellSecurities Service Network, LLCWoodbury Financial Services, Inc.11-15-2012
John Churchill ArataSecurities Service Network, LLCMorgan Stanley$2505-17-2010
John Douglas RoszellSecurities Service Network, LLCWoodbury Financial Services, Inc.$1003-23-2010
John Francis Stohlman Jr.Securities Service Network, LLCNational Planning Corporation10-18-2011
John Ross NanniSecurities Service Network, LLCPrincipal Securities, Inc.02-18-2011
Jon Raymond WintereggSecurities Service Network, LLCProEquities, Inc.12-07-2012
Kee Lawrence BubbenmoyerSecurities Service Network, LLCCenturion Securities Corporation03-14-2014
Larry Edward Chlebina Sr.Securities Service Network, LLCFirst Allied Securities, Inc.$10006-09-2014
Laura Louise Searles StohlmanSecurities Service Network, LLCNational Planning Corporation10-18-2011
Matt Ryan FranklinSecurities Service Network, LLCRaymond James Financial Services Advisors, Inc$15006-05-2012
Matthew James TrivettSecurities Service Network, LLCNorthwestern Mutual Investment Services, LLC$5003-23-2017
Peter Barry WolkSecurities Service Network, LLCLPL Financial LLC08-18-2014
Phyllis Marie MaasSecurities Service Network, LLCSecurities America, Inc.$1002-06-2012
Ralph Wilson SmithSecurities Service Network, LLCRaymond James Financial Services, Inc.$5005-15-2018
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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