Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent CanzoneriSigma Financial CorporationAmeriprise Financial Services, Inc.$70010-27-2016
Van WashingtonSigma Financial CorporationAmeriprise Financial Services, Inc.$10005-13-2011
Ty Colby HodgesSigma Financial CorporationAmeriprise Financial Services, Inc.$23005-23-2014
Todd Anthony LienSigma Financial CorporationAmeriprise Financial Services, Inc.$50006-08-2018
Timothy Richard FarrisSigma Financial CorporationAmeriprise Financial Services, Inc.$10005-15-2015
Thomas Gary PetersonSigma Financial CorporationAmeriprise Financial Services, Inc.$19010-18-2019
Tammy Lynn SolimineSigma Financial CorporationAmeriprise Financial Services, Inc.10-19-2012
Samuel Taylor GreenSigma Financial CorporationAmeriprise Financial Services, Inc.01-21-2011
Roderick George Chisholm IIISigma Financial CorporationAmeriprise Financial Services, Inc.$25010-19-2012
Robert Stephen KatchinoskiSigma Financial CorporationAmeriprise Financial Services, Inc.$25001-18-2019
Robert M. CantuSigma Financial CorporationAmeriprise Financial Services, Inc.$10007-08-2019
Robert Howell Frank IIISigma Financial CorporationAmeriprise Financial Services, Inc.$50005-12-2017
Richard P. SteigerwaldSigma Financial CorporationAmeriprise Financial Services, Inc.$50010-24-2014
Richard James LubeckiSigma Financial CorporationAmeriprise Financial Services, Inc.$25010-29-2018
Richard Charles StainsbySigma Financial CorporationAmeriprise Financial Services, Inc.$25003-16-2018
Rakesh BhartiSigma Financial CorporationAmeriprise Financial Services, Inc.$25004-12-2019
Paul James GoodsonSigma Financial CorporationAmeriprise Financial Services, Inc.$10005-20-2013
Nicholas Joseph ReilandSigma Financial CorporationAmeriprise Financial Services, Inc.$10001-04-2011
Nicholas E. StyczenSigma Financial CorporationAmeriprise Financial Services, Inc.$25004-01-2011
Nancy Louise Roach-WilderSigma Financial CorporationAmeriprise Financial Services, Inc.$10007-01-2013
Michael Clifton MunsSigma Financial CorporationAmeriprise Financial Services, Inc.$10002-01-2019
Matthew Ryan SimonSigma Financial CorporationAmeriprise Financial Services, Inc.$10009-06-2012
Mark Cameron EyreSigma Financial CorporationAmeriprise Financial Services, Inc.$23408-06-2015
Leigh Ellen GuidoSigma Financial CorporationAmeriprise Financial Services, Inc.02-13-2015
Laurence Edward Pierron IIISigma Financial CorporationAmeriprise Financial Services, Inc.$20001-25-2018
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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