Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
Mary Ann ToccoSigma Financial CorporationFSC Securities Corporation01-23-2009
Joel Philip LagoreSigma Financial CorporationCitigroup Global Markets Inc.02-13-2009
Theresa Ann PriceSigma Financial CorporationEquitable Advisors, LLC$1004-01-2009
Renee Carol MichalakSigma Financial CorporationLPL Financial LLC04-22-2009
Robert William CasaceliSigma Financial CorporationFinancial Northeastern Securities, Inc.05-05-2009
Guy Gabriel CococcettaSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Brian Paul BurnsSigma Financial CorporationHantz Financial Services, Inc.$2506-23-2009
Jose Santos YanezSigma Financial CorporationVALIC Financial Advisors, Inc.07-24-2009
Larry Layne Davis JrSigma Financial CorporationRaymond James Financial Services, Inc.09-21-2009
Mykel Ajani BarnesSigma Financial CorporationFifth Third Securities, Inc.12-14-2009
Johnson Peter AchoSigma Financial CorporationEquitable Advisors, LLC01-04-2010
Bonnie Aldea LuternowSigma Financial CorporationLincoln Financial Advisors Corporation01-11-2010
Joseph Zelick KowalskySigma Financial CorporationAmeriprise Financial Services, LLC06-04-2010
Michael DraskaSigma Financial CorporationLPL Financial LLC$5010-15-2010
Dennis Eugene MarrsSigma Financial CorporationMorgan Stanley$2511-02-2010
Jack Dyarl Mole JrSigma Financial CorporationRaymond James Financial Services, Inc.$2503-24-2011
Douglas John HedleySigma Financial CorporationRaymond James Financial Services Advisors, Inc$5003-24-2011
Roger Lee SmithSigma Financial CorporationRaymond James Financial Services, Inc.03-24-2011
Ronald C BraunSigma Financial CorporationCIG Securities04-21-2011
Anthony Joseph MattarSigma Financial CorporationVoya Financial Advisors, Inc.05-02-2011
Dennis Richard MarburgerSigma Financial CorporationVoya Financial Advisors, Inc.05-02-2011
Randall A DenceSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2011
Rodney Lee ClarkSigma Financial CorporationLPL Financial LLC04-23-2012
Carrie Lynn ColeSigma Financial CorporationBerthel, Fisher & Company Financial Services, Inc.04-26-2012
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.