Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
Manuel R. FrancoSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Jeffrey BuczekSigma Financial CorporationRoyal Alliance Associates, Inc.01-13-2009
Mary Ann ToccoSigma Financial CorporationFSC Securities Corporation01-23-2009
Joel Philip LagoreSigma Financial CorporationCitigroup Global Markets Inc.02-13-2009
William Kent Dupree IISigma Financial CorporationWells Fargo Advisors Financial Network, LLC$2504-01-2009
Theresa Ann PriceSigma Financial CorporationAXA Advisors, LLC04-01-2009
Charles Logan McLeanSigma Financial CorporationWells Fargo Advisors Financial Network, LLC04-01-2009
Robert William CasaceliSigma Financial CorporationFinancial Northeastern Securities, Inc.05-05-2009
Joseph Kevin PearsonSigma Financial CorporationWells Fargo Advisors Financial Network, LLC06-01-2009
Guy Gabriel CococcettaSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Brian Paul BurnsSigma Financial CorporationHantz Financial Services, Inc.06-23-2009
Jose Santos YanezSigma Financial CorporationVALIC Financial Advisors, Inc.07-24-2009
James Patrick WayneSigma Financial CorporationVoya Financial Advisors, Inc.08-18-2009
Patrick Joseph Hamill IISigma Financial CorporationMutual Service Corporation$1008-21-2009
Terence Lee ReedSigma Financial CorporationMichigan Securities, Inc.11-09-2009
Anne Goodrich HaganSigma Financial CorporationMorgan Keegan & Company, Inc.11-13-2009
Mykel Ajani BarnesSigma Financial CorporationFifth Third Securities, Inc.12-14-2009
Johnson Peter AchoSigma Financial CorporationAXA Advisors, LLC01-04-2010
Bonnie Aldea LuternowSigma Financial CorporationLincoln Financial Advisors Corporation$1001-11-2010
Dawn Marie TuinstraSigma Financial CorporationCentennial Securities Company, Inc.03-05-2010
Gary Lee RoellSigma Financial CorporationAmeriprise Financial Services, Inc.$1004-30-2010
Joseph Zelick KowalskySigma Financial CorporationAmeriprise Financial Services, Inc.$5006-04-2010
Christopher Blake TynesSigma Financial CorporationMilkie/Ferguson Investments, Inc.07-27-2010
Richard Rex LiessSigma Financial CorporationFAS Corp.09-03-2010
Next Page »

Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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