Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Gregory GruczSilver Oak Securities, IncorporatedSagePoint Financial, Inc.$5008-19-2020
Richard Gregory GruczSilver Oak Securities, IncorporatedSagePoint Financial, Inc.$5008-19-2020
Richard Gregory GruczSilver Oak Securities, IncorporatedSagePoint Financial, Inc.$508-19-2020
Stanley Joseph RaskaSilver Oak Securities, IncorporatedCFD Investments, Inc.04-23-2020
Larry Wayne BennettSilver Oak Securities, IncorporatedPrivate Client Services, LLC$103-27-2020
Dennis Edward HollimanSilver Oak Securities, IncorporatedHouseholder Group Estate & Retirement Specialists$5003-20-2020
James Henry WhitesidesSilver Oak Securities, IncorporatedProEquities, Inc.03-04-2020
James Brandon WhitesidesSilver Oak Securities, IncorporatedPFS Investments Inc.03-04-2020
Rodney Charles BrooksSilver Oak Securities, IncorporatedFirst Allied Securities, Inc.$15003-02-2020
Michael Jerome EllisonSilver Oak Securities, IncorporatedFirst Allied Securities, Inc.03-02-2020
Matthew Edward Sweeney JrSilver Oak Securities, IncorporatedM&S INVESTMENT SERVICES LLC01-23-2020
Andrew Robert WallaceSilver Oak Securities, IncorporatedCosey Financial Services, Inc.$2501-17-2020
Michael Lee JonesSilver Oak Securities, IncorporatedCambridge Investment Research Advisors, Inc.$1712-09-2019
Marc Andre NoonanSilver Oak Securities, IncorporatedFirst Allied Securities, Inc.$5012-06-2019
Jerald Anthony BennettSilver Oak Securities, IncorporatedPrivate Client Services, LLC11-15-2019
Craig Randall CokerSilver Oak Securities, IncorporatedCantella & Co., Inc.08-20-2019
Scott Brooks Wicker Jr.Silver Oak Securities, IncorporatedAvantax Investment Services, Inc.$5008-16-2019
Nicholas B. MorganSilver Oak Securities, IncorporatedChristy Capital Management, Inc.07-18-2019
Jeremy C TimsSilver Oak Securities, IncorporatedPurshe Kaplan Sterling Investments$2504-30-2019
Meredith A. DekkerSilver Oak Securities, IncorporatedPurshe Kaplan Sterling Investments$10004-30-2019
Emilio Erennio AmodeiSilver Oak Securities, IncorporatedLincoln Financial Securities Corporation04-02-2019
Danny Gene SteeleSilver Oak Securities, IncorporatedFirst Heartland Capital, Inc.01-23-2019
Christopher Neil WatkinsSilver Oak Securities, IncorporatedLPL Financial LLC$1,00012-13-2018
Michael Eugene MoffittSilver Oak Securities, IncorporatedLPL Financial LLC$2510-02-2018
Justin Parker HochsteinSilver Oak Securities, IncorporatedSecurities Service Network, LLC09-27-2018
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.