Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy C TimsSilver Oak Securities, IncorporatedSutterfield Financial Group, Inc.$2504-30-2019
Meredith A. DekkerSilver Oak Securities, IncorporatedSutterfield Financial Group, Inc.$10004-30-2019
Danny Gene SteeleSilver Oak Securities, IncorporatedFirst Heartland Capital, Inc.01-23-2019
Christopher Neil WatkinsSilver Oak Securities, IncorporatedLPL Financial LLC$1,00012-13-2018
Michael Eugene MoffittSilver Oak Securities, IncorporatedLPL Financial LLC$2510-02-2018
Justin Parker HochsteinSilver Oak Securities, IncorporatedSecurities Service Network, LLC$10009-27-2018
Larry Jay MossSilver Oak Securities, IncorporatedSecurities Service Network, LLC$2509-27-2018
Kevin Dennis BivenSilver Oak Securities, IncorporatedSecurities Service Network, LLC$109-25-2018
Gary Paul LuxSilver Oak Securities, IncorporatedLincoln Financial Securities Corporation$5002-20-2018
Brian Andrew FreckmanSilver Oak Securities, IncorporatedGenerational Wealth Managment11-14-2017
Jacob Ryan RuxerSilver Oak Securities, IncorporatedNational Planning Corporation$2511-09-2017
Glenn Marc RosensteinSilver Oak Securities, IncorporatedDempsey Lord Smith, LLC10-17-2017
Ryan Louis PittsSilver Oak Securities, IncorporatedWaddell & Reed$5006-21-2017
Valerie M. DownsSilver Oak Securities, IncorporatedThe Investment Center, Inc.02-14-2017
Jonathan Dexter PolsonSilver Oak Securities, IncorporatedFinTrust Brokerage Services, LLC$2501-05-2016
Thomas Cassidy SheridanSilver Oak Securities, IncorporatedSA Stone Wealth Management Inc.08-06-2015
William Carlson NagySilver Oak Securities, IncorporatedCFD Investments, Inc.$15004-07-2015
Alexander Michael MeansSilver Oak Securities, IncorporatedLPL Financial LLC02-10-2015
Ryan Griffin LeddenSilver Oak Securities, IncorporatedKovack Securities Inc.12-03-2014
John C TaftSilver Oak Securities, IncorporatedUBS Financial Services Inc.11-07-2014
Alvin Kenneth Smith IISilver Oak Securities, IncorporatedJ.P. Turner & Company, L.L.C.$2505-30-2014
Kenneth Daniel TumoloSilver Oak Securities, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2014
Erik Steffen HoffmanSilver Oak Securities, IncorporatedFidelity Brokerage Services LLC$1004-15-2014
Benjamin A FuchsSilver Oak Securities, IncorporatedSentry Equity Services, Inc.10-04-2013
William Jeffrey BinghamSilver Oak Securities, IncorporatedNfp Advisor Services$5010-02-2013
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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