Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J. BowmanSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2014
Philip Lazzari, Mark Stevens, Eric Watson, Eric BucknerSnowden Lane PartnersUBS Financial Services Inc. Inc.$40009-29-2014
Robert E. Feldman, Donna G. BowlerSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$22501-26-2015
Alex Bryer, Keith MayoSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$24007-28-2015
Rick Leyva, Clelia Dipp, Imar RodriguezSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$20012-04-2015
Joseph HubbellSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-13-2016
Sam DeGennaroSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$18007-18-2016
Dave WoolfordSnowden Lane PartnersJPMorgan Chase & Co.$35009-16-2016
Michael MahoneySnowden Lane PartnersMorgan Stanley$6411-07-2016
David Lautz, Francisco MalfavonSnowden Lane PartnersWells Fargo Advisors$12501-23-2017
Michelle BeginaSnowden Lane PartnersMorgan Stanley$40003-03-2017
Ryan Kirby, Chris HayesSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$45003-10-2017
Larry Barocas, Debbie UrySnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-25-2017
Marcus SelvaSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$21006-06-2017
Matthew DavidsonSnowden Lane PartnersRaymond James$6007-10-2018
Keary Castleberry, Lara SternsSnowden Lane PartnersWells Fargo Advisors$12608-24-2018
Barry Snyder, Jorge AlfonsoSnowden Lane PartnersContinental Bank, Glenwick Capital, LLC09-09-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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