Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Peter Colell Jr.Spire Securities, LLCAmeriprise Financial Services, Inc.$10008-27-2018
Kevin John DeansSpire Securities, LLCAmeriprise Financial Services, Inc.$25011-03-2015
Charles Messick Gibbons Jr.Spire Securities, LLCAmeriprise Financial Services, Inc.10-30-2015
John Robert Fennig Jr.Spire Securities, LLCAmeriprise Financial Services, Inc.$10010-29-2015
Gregg Scott KonopaskeSpire Securities, LLCAmeriprise Financial Services, Inc.$50010-29-2015
James Patrick PattersonSpire Securities, LLCAmeriprise Financial Services, Inc.$50010-29-2015
Theron Edward WeimerSpire Securities, LLCAmeriprise Financial Services, Inc.$50010-29-2015
Michael Franklin RettingerSpire Securities, LLCAmeriprise Financial Services, Inc.10-29-2015
Jason Douglas EppsSpire Securities, LLCAmeriprise Financial Services, Inc.10-29-2015
John Robert LangfordSpire Securities, LLCAmeriprise Financial Services, Inc.10-29-2015
Steven Michael DigregorioSpire Securities, LLCBanc of America Investment Services, Inc.$25009-04-2009
Jeffrey Paul McCoySpire Securities, LLCCharles Schwab & Co., Inc.$25001-09-2012
Michael Joseph RoseSpire Securities, LLCDominick & Dickerman LLC06-29-2012
Chris Alan RobertsSpire Securities, LLCEdward Jones10-19-2017
Robert Bruce JorgensenSpire Securities, LLCEdward Jones03-01-2016
Eric Lewis SchrumSpire Securities, LLCFidelity Brokerage Services LLC02-23-2017
Philip James FlueggeSpire Securities, LLCFSC Securities Corporation$12602-28-2018
Santo Lawrence BlumkeSpire Securities, LLCFSC Securities Corporation10-18-2017
David Kreigh Cushwa IVSpire Securities, LLCHoxton Financial, Inc.$25007-01-2011
Kevin Pierce MooreSpire Securities, LLCLandolt Securities, Inc.$50005-12-2016
Mark Coleman McKaigSpire Securities, LLCLara, May & Associates, LLC$50011-13-2015
Sterling Dwight NeblettSpire Securities, LLCLara, May & Associates, LLC$10002-20-2015
Wendy Ann PayneSpire Securities, LLCLara, May & Associates, LLC$10002-20-2015
William Russell LloydSpire Securities, LLCLPL Financial LLC$15808-26-2019
William Nicholson PriceSpire Securities, LLCMedallion Advisory Services, LLC$50010-30-2009
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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