Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Ralph McCauslandSt. Bernard Financial Services, Inc.H. Beck, Inc.05-07-2019
David Wayne TomfohrdeSt. Bernard Financial Services, Inc.Cambridge Investment Research, Inc.$5003-27-2019
John Huey NeelySt. Bernard Financial Services, Inc.Chappelwood Financial Services$5003-13-2019
Andre Normand CoulombeSt. Bernard Financial Services, Inc.Foresters Equity Services, Inc.03-04-2019
Ladonna Kim GutierrezSt. Bernard Financial Services, Inc.LPL Financial LLC02-22-2019
William John McGonigleSt. Bernard Financial Services, Inc.Financial Resources Group Investment Services, LLC02-04-2019
Richard Scott MadridSt. Bernard Financial Services, Inc.Lowell & Company, Inc.01-29-2019
Rickey Taylor WomackSt. Bernard Financial Services, Inc.Securities Management & Research, Inc.01-07-2019
Edward Paul AtkinsSt. Bernard Financial Services, Inc.Cetera Advisor Networks LLC$1001-02-2019
Kyle Christopher WilsonSt. Bernard Financial Services, Inc.Farmers Financial Solutions, LLC01-02-2019
Joseph Alan SampsonSt. Bernard Financial Services, Inc.NYLIFE Securities LLC01-30-2018
Patrick Thayne WilliamsSt. Bernard Financial Services, Inc.IMS Securities, Inc.$1011-27-2017
Kenneth Dean BurleighSt. Bernard Financial Services, Inc.Park Avenue Securities LLC09-29-2017
Harry PaezSt. Bernard Financial Services, Inc.Securities America, Inc.$1709-22-2017
Aaron Jeremiah OchoaSt. Bernard Financial Services, Inc.INVEST Financial Corporation02-07-2017
Harold Irwin GorenSt. Bernard Financial Services, Inc.Independent Financial Group, LLC01-09-2017
Daniel Francis HarringtonSt. Bernard Financial Services, Inc.Investors Capital Corp.$1001-03-2017
John Calvin EichlerSt. Bernard Financial Services, Inc.Voya Financial Advisors, Inc.01-03-2017
Robert Joseph BettermannSt. Bernard Financial Services, Inc.Brooklight Place Securities, Inc.01-03-2017
Michael Ramon DelaoSt. Bernard Financial Services, Inc.IFS Securities10-31-2016
Daniel Peter SextonSt. Bernard Financial Services, Inc.Southeast Investments, N.C., Inc.05-18-2016
Ronald Lee Deese IISt. Bernard Financial Services, Inc.Farmers Financial Solutions, LLC05-09-2016
Lee Edward TaylorSt. Bernard Financial Services, Inc.Cetera Advisors LLC03-31-2016
Phil Galen WardSt. Bernard Financial Services, Inc.First Independent Financial Services, Inc.11-30-2015
Louis F. ScherschelSt. Bernard Financial Services, Inc.Prosperity Wealth Management, Inc.11-11-2015
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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