Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason B. KennedyState Farm VP Management Corp.First Financial Securities of America, Inc.02-17-2016
Eliot Wayne ResterState Farm VP Management Corp.Investment Professionals, Inc.05-07-2015
Michael Bernard RedixState Farm VP Management Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2015
Kara Ann HoweState Farm VP Management Corp.Ameriprise Financial Services, Inc.10-22-2014
Ron K. MathaiState Farm VP Management Corp.BBVA Securities Inc.08-18-2014
Kenneth Edward HinojosaState Farm VP Management Corp.Invesco Distributors, Inc.07-01-2014
Laura Michelle GeninattiState Farm VP Management Corp.Edward Jones12-13-2013
Franklin S. NanceState Farm VP Management Corp.Farmers Financial Solutions, LLC11-18-2013
Steve Kaichih YangState Farm VP Management Corp.Royal Alliance Associates, Inc.03-01-2013
Rolando Alfaro Jr.State Farm VP Management Corp.Wells Fargo Clearing Services, LLC09-26-2012
Susan Kirk RosalesState Farm VP Management Corp.Farmers Financial Solutions, LLC08-14-2012
Cesar E. TamezState Farm VP Management Corp.ProEquities, Inc.07-16-2012
Lara F. SandlinState Farm VP Management Corp.First Financial Securities of America, Inc.04-26-2012
Randall Scott HarrisState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC03-21-2012
Victoria Carney WallaceState Farm VP Management Corp.Principal Securities, Inc.01-26-2012
Joshua Dean ShaulState Farm VP Management Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2011
Monica De La CruzState Farm VP Management Corp.NYLIFE Securities LLC04-23-2010
Antonio Villarreal Jr.State Farm VP Management Corp.Farmers Financial Solutions, LLC05-14-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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