Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John E. Kimbrough IVStephensMorgan Stanley$50001-23-2012
Timothy L PilkingtonStephensMorgan Stanley$50001-23-2012
Jeffrey Paul ColbathStephensMorgan Stanley$50001-13-2012
John Cooper MickleStephensMorgan Stanley12-05-2011
Paul David ZuckermanStephensMorgan Stanley$15010-28-2011
Henry Harrison GrovesStephensMorgan Stanley$15008-22-2011
Edgar Wadsworth StuartStephensMorgan Stanley$10004-29-2011
Terra Marie Hall-SniderStephensMorgan Stanley$10004-15-2011
Peter Hurd CrossStephensMorgan Stanley04-15-2011
Hal Frederick LewisStephensMorgan Stanley$15002-18-2011
William Ben JamesStephensMorgan Stanley$15002-18-2011
Richard Leo SullivanStephensMorgan Stanley$10001-21-2011
Jeanne O. McCullochStephensMorgan Stanley$10001-21-2011
Stephen Foster PhelpsStephensMorgan Stanley$15001-18-2011
Richard Ovid Rogers IIIStephensMorgan Stanley$15001-18-2011
Joann Sofis WhiteStephensMorgan Stanley11-15-2010
Donnie George WhisenhuntStephensMorgan Stanley$20009-10-2010
Paul Dennis WayStephensMorgan Stanley$25009-10-2010
Larry Moore ParkerStephensMorgan Stanley$10007-16-2010
Waymon Reuben TiptonStephensMorgan Stanley$15007-16-2010
James Archibald Hardison IVStephensMorgan Stanley$50007-13-2010
Brian Christopher FrerichsStephensMorgan Stanley$10006-04-2010
Dino Arthur CorontzesStephensMorgan Stanley$50006-04-2010
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Showing 26 to 48 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.