Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Glenn NeweyStifel, Nicolaus & Company, IncorporatedAIG Capital Services, Inc.$1002-01-2010
Manuel Dewayne MendoncaStifel, Nicolaus & Company, IncorporatedAllstate Financial Services, LLC01-12-2012
James Aloysius McMahon IIIStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.03-27-2019
Larry Howard LehrmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$2502-22-2019
Craig Alan BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$5008-08-2018
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10007-10-2018
Anthony James LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10001-17-2018
Thomas William Hankins Sr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.01-17-2018
Mark Beauchamp JohnsonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.07-25-2016
Lynn Ann ScullyStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$5005-28-2010
Robert Max Decker Jr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$509-03-2009
Scott C PhillipsStifel, Nicolaus & Company, IncorporatedArvest Wealth Management$1008-05-2016
Gary Albert DurchholzStifel, Nicolaus & Company, IncorporatedAssist Investment Management Company, Inc.$10003-21-2012
Mark Anton LuningStifel, Nicolaus & Company, IncorporatedAustin Atlantic Capital Inc.01-23-2015
Rodney Ray HansenStifel, Nicolaus & Company, IncorporatedAustin Atlantic Capital Inc.09-30-2014
Thomas Preston JohnsonStifel, Nicolaus & Company, IncorporatedAvisen Securities, Inc.06-06-2011
Nathaniel Jamil CarlonStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC$112-14-2015
Brisel Gauthier GauthierStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC04-01-2014
Ronald Edward WilsonStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC08-30-2010
Alan Michael EppersStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC08-24-2010
Christopher Manion BrennanStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$15009-05-2017
Gary Steven BrochinStifel, Nicolaus & Company, IncorporatedB. Riley Wealth Management$15005-31-2016
Floyd Joseph CarlStifel, Nicolaus & Company, IncorporatedBainbridge Securities Inc.$10002-18-2009
Audie Gean ReaStifel, Nicolaus & Company, IncorporatedBancorpSouth Investment Services, Inc.02-09-2009
Peter George ArianasStifel, Nicolaus & Company, IncorporatedBay Crest Partners, LLC02-29-2016
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Showing 1 to 25 of 1,263 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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