Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Metzner Thomas AndisonStifel, Nicolaus & Company, IncorporatedA.G. Edwards & Sons06-10-2010
Christopher Glenn NeweyStifel, Nicolaus & Company, IncorporatedAIG Capital Services, Inc.02-01-2010
Woody WolvertonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$2508-01-2019
Tom BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$12707-22-2019
Larry LerhmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$5002-22-2019
Craig BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$8208-10-2018
Tom Hankins Jay LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$19701-17-2018
Gary Raymond DenisStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$4701-24-2020
Mucio Dumit CarlonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC11-05-2019
Morton Elwood WolvertonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC07-30-2019
Thomas Paul BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC07-22-2019
Larry Howard LehrmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC02-22-2019
Daniel Stewart BrysonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$2502-19-2019
Craig Alan BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC08-08-2018
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC07-10-2018
Anthony James LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC01-17-2018
Thomas William Hankins SrStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC01-17-2018
Michael Ray MillerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC02-01-2017
Daniel Louis CarmoStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$15008-17-2016
Lynn Ann ScullyStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$5005-28-2010
Robert Max Decker JrStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$509-03-2009
Scott C PhillipsStifel, Nicolaus & Company, IncorporatedArvest Wealth Management08-05-2016
Gary Albert DurchholzStifel, Nicolaus & Company, IncorporatedAssist Investment Management Company, Inc.$10003-21-2012
Christopher Manion BrennanStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$15009-05-2017
Christopher Gregg MathesonStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$2504-22-2009
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Showing 1 to 25 of 1,557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.