Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin "Kye" NicholsStifel, Nicolaus & Company, IncorporatedEdward Jones$5311-01-2018
Elliot Clayton TreeceStifel, Nicolaus & Company, IncorporatedEdward Jones$15010-19-2018
Joseph Rene VasquezStifel, Nicolaus & Company, IncorporatedEdward Jones$15004-27-2018
Adam ChustzStifel, Nicolaus & Company, IncorporatedEdward Jones$19302-13-2018
Brenda Gay LutzStifel, Nicolaus & Company, IncorporatedEdward Jones08-07-2015
Thomas Andrew RuderStifel, Nicolaus & Company, IncorporatedEdward Jones$5001-21-2015
Brittany Ann ParkerStifel, Nicolaus & Company, IncorporatedEdward Jones06-02-2014
Joseph Robert GreenStifel, Nicolaus & Company, IncorporatedEdward Jones$5005-21-2012
Ryan Gregory CurtisStifel, Nicolaus & Company, IncorporatedEdward Jones$1001-11-2012
Christopher D. SmithStifel, Nicolaus & Company, IncorporatedFidelity Brokerage Services LLC08-16-2016
Aaron Chaim LupuloffStifel, Nicolaus & Company, IncorporatedFirst Empire Securities, Inc.$10003-15-2019
Noah Corrigan BurnsStifel, Nicolaus & Company, IncorporatedFirst Trust Portfolios L.P.07-29-2013
Donald Arthur Bernard IIIStifel, Nicolaus & Company, IncorporatedFranklin/Templeton Distributors, Inc.04-01-2019
David HatcherStifel, Nicolaus & Company, IncorporatedFSC Securities$6209-06-2017
Sean WestbrookStifel, Nicolaus & Company, IncorporatedFSC Securities Corporation$5506-28-2019
Sean Edward Andrew WestbrookStifel, Nicolaus & Company, IncorporatedFSC Securities Corporation$5006-28-2019
John David JensenStifel, Nicolaus & Company, IncorporatedGeary Securities, Inc.$5005-17-2010
Jack Mayer, Robert MayerStifel, Nicolaus & Company, IncorporatedHilliard Lyons$5412-04-2018
Brett David LevinsonStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$15009-25-2015
Andrew Scott HarveyStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$10009-25-2015
Harvey FrankStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$2509-25-2015
Rolfe Robert YoungStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.08-31-2015
Kyle Allen GrossartStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$10003-27-2015
Joseph McGannStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$5003-27-2015
Daniel J. RobinsonStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.12-06-2012
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Showing 301 to 325 of 1,485 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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