Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Michael EppersStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC$5008-24-2010
Christopher Manion BrennanStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5009-05-2017
Christopher Gregg MathesonStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$15004-22-2009
Phillip Robert Rogers Jr.Stifel, Nicolaus & Company, IncorporatedB. Riley Wealth Management$2510-30-2017
Gary Steven BrochinStifel, Nicolaus & Company, IncorporatedB. Riley Wealth Management$10005-31-2016
Susan Marie HerschbachStifel, Nicolaus & Company, IncorporatedB. Riley Wealth Management07-02-2009
Floyd Joseph CarlStifel, Nicolaus & Company, IncorporatedBainbridge Securities Inc.$5002-18-2009
Audie Gean ReaStifel, Nicolaus & Company, IncorporatedBancorpSouth Investment Services, Inc.02-09-2009
Christopher R. CastelliStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.04-15-2020
Peter George ArianasStifel, Nicolaus & Company, IncorporatedBay Crest Partners, LLC02-29-2016
Kauser Faisal HazarikaStifel, Nicolaus & Company, IncorporatedBB&T Securities, LLC01-03-2020
James Anthony KriesStifel, Nicolaus & Company, IncorporatedBIC Distributors, LLC06-01-2017
John Thomas Kendall IIStifel, Nicolaus & Company, IncorporatedBlack Creek Capital Markets, LLC08-29-2016
Erin A. DanielsStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.03-27-2018
James Matthew DuncanStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.01-18-2017
Matthew John HickeyStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.06-29-2016
Michael Allan ScholdStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.01-23-2013
Carolyn Vick AndersonStifel, Nicolaus & Company, IncorporatedBNY Mellon Securities Corporation04-28-2009
Jeffrey Robert GordonStifel, Nicolaus & Company, IncorporatedBoenning & Scattergood, Inc.$2503-21-2014
Kenneth Joseph McAndressStifel, Nicolaus & Company, IncorporatedBoenning & Scattergood, Inc.$10011-29-2010
Edwin Anthony BarrettoStifel, Nicolaus & Company, IncorporatedBTIG, LLC12-07-2016
Zachary Garrett HagemanStifel, Nicolaus & Company, IncorporatedCambridge Investment Research, Inc.11-21-2016
Adam Todd VengrowStifel, Nicolaus & Company, IncorporatedCantor Fitzgerald & Co.08-21-2018
Zachary Edwin AlpernStifel, Nicolaus & Company, IncorporatedCantor Fitzgerald & Co.11-14-2012
John James Dibble Jr.Stifel, Nicolaus & Company, IncorporatedCantor Fitzgerald & Co.10-01-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.