Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Louis FitzgeraldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-20-2009
Robert Charles GoldmanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-19-2009
Linda Louise DrummondStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-18-2009
Theodore Andrew SinalStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-15-2009
Timothy Arnold SinalStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-15-2009
John Askin FugerStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-11-2009
Bradford Charles GreenawaldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-01-2009
Todd Steven HarveyStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-01-2009
Stephen E. TobiaStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-01-2009
Robert Lloyd Polleys Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-29-2009
James Thomas McFaddenStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-28-2009
Marvin Melvin Cox Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10004-27-2009
William Brooke RouletteStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10004-27-2009
John George AnesonStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$2504-24-2009
Roy Ted Hare Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5004-23-2009
Denise Lynn KennedyStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-23-2009
James Steven RigglemanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-23-2009
Lisa Kaye PeskinStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-23-2009
Michael Alan CitronStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5004-22-2009
Donald Anthony HenryStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10004-22-2009
Mark Andrew LeachStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5004-21-2009
Gustav Rolf SvendsenStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-21-2009
Joseph Anthony GalluzzoStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-09-2009
Angelo Capetola Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-03-2009
Michael Thomas ColbridgeStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$2503-31-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.