Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ernie Coffindaffer Nancy Dotson Tom FoxStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$40510-14-2020
Daniel RileyStifel, Nicolaus & Company, IncorporatedPNC Investments$3509-25-2018
Erin DanielsStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.$12003-27-2018
Julie A GamppStifel, Nicolaus & Company, IncorporatedU.S. Bancorp Investments, Inc.$8909-16-2013
Scott LinkStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.$50005-19-2016
Woody WolvertonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$2508-01-2019
Tom BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$12707-22-2019
Sean WestbrookStifel, Nicolaus & Company, IncorporatedFSC Securities Corporation$5506-28-2019
Larry LerhmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$5002-22-2019
Peter SmithStifel, Nicolaus & Company, IncorporatedMoors & Cabot, Inc.$14211-12-2018
Sally HarrisStifel, Nicolaus & Company, IncorporatedLPL Financial LLC$4309-25-2018
Craig BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$8208-10-2018
Tom Hankins Jay LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$19701-17-2018
David HatcherStifel, Nicolaus & Company, IncorporatedFSC Securities Corporation$6209-06-2017
Gary R WhineryStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.04-01-2014
Scott Witham Stifel, Nicolaus & Company, IncorporatedEdward Jones$4108-15-2019
Nick BeardenStifel, Nicolaus & Company, IncorporatedEdward Jones$7508-01-2019
George Charter Harrison IVStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$7802-14-2019
Elliot TreeceStifel, Nicolaus & Company, IncorporatedEdward Jones$8711-01-2018
Martin Kye NicholsStifel, Nicolaus & Company, IncorporatedEdward Jones$5311-01-2018
Peter ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$29804-18-2018
Daniel NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$7403-01-2018
Adam ChustzStifel, Nicolaus & Company, IncorporatedEdward Jones$19302-13-2018
Geoff Espe Larry FlynnStifel, Nicolaus & Company, IncorporatedWheelhouse Securities Corporation$17601-10-2018
William KoriathStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$6007-11-2017
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Showing 1 to 25 of 1,557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.