Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher R. CastelliStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.04-15-2020
Brian McDermottStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.04-08-2020
Michael Paul Jones Jr.Stifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-27-2020
Eric Eugene OwensStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.03-20-2020
Robert Mark SteinmanStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2503-10-2020
Joseph Paul MoceriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-05-2020
Paul Joseph MoceriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-05-2020
James Michael McLendonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1003-04-2020
Brian Foster MoodyStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-04-2020
Kevin Thomas MaximStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-28-2020
Emily Catherine HeimannStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Michael A. LiebermanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15002-27-2020
Jeffrey James WellsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Colin Edward Austin WellsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Ardavan MovassaghiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Michael Allen ReimerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10002-14-2020
Lamar Montgomery MorrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-12-2020
Marie Helene SteinmanStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2020
Christopher Kyle BordersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-11-2020
Michael GiordanoStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2020
Randy Lee BakerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10001-31-2020
James Cole Abbott Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Adrienne StewartStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Gary Raymond DenisStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$4701-24-2020
Randy William SeymourStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00001-21-2020
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Showing 1 to 25 of 1,649 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.