Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua GlassStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$34509-10-2019
Woody WolvertonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$2508-01-2019
Stephen Huggins, Linda Winders, Blair Huggins, JD Huggins Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$34508-23-2019
Harold UszerowiczStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11709-06-2019
Ward AbbeyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-29-2019
Ron Witter Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$4908-29-2019
John Pethokoukis Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$10708-22-2019
Scott Witham Stifel, Nicolaus & Company, IncorporatedEdward Jones$4108-15-2019
James Campbell Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1708-07-2019
Nick BeardenStifel, Nicolaus & Company, IncorporatedEdward Jones$7508-01-2019
Steven SchwaryStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$4008-01-2019
Kevin BayStifel, Nicolaus & Company, IncorporatedKevin Bay Investments$12807-29-2019
Scott David FergangStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC07-29-2019
Tom BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc. Services, Inc.$12707-22-2019
Brad Jolly, Gary Williams, Robbie WalkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14007-18-2019
Christina KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors, LLC$4007-12-2019
Gary Lynn WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-19-2019
William Bradford JollyStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-18-2019
Christina Alexandria KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-12-2019
Richard Brian LeeStifel, Nicolaus & Company, IncorporatedNomura Securities International, Inc.07-08-2019
Sean WestbrookStifel, Nicolaus & Company, IncorporatedFSC Securities Corporation$5506-28-2019
Robert RixStifel, Nicolaus & Company, IncorporatedOppenheimer$6306-27-2019
Jay MastilakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$18006-26-2019
Sean Edward Andrew WestbrookStifel, Nicolaus & Company, IncorporatedFSC Securities Corporation$5006-28-2019
Tracy K. JohnstonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-26-2019
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Showing 1 to 25 of 1,485 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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