Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanley Bruce FinkelbergStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$1005-11-2009
Scot Burnham BrewerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC05-13-2009
Theodore Andrew SinalStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-15-2009
Timothy Arnold SinalStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-15-2009
Linda Louise DrummondStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-18-2009
Daniel Louis FitzgeraldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-20-2009
William Hamilton BickslerStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-21-2009
Elizabeth Joan CureStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-21-2009
Brian Michael O'SullivanStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10005-22-2009
Patrick Allen DalyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5005-22-2009
Thomas Nicholas HemlebenStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-22-2009
James Richard MapplethorpeStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-27-2009
William Herbert CaruanaStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-27-2009
Sean Malcolm DrinanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-27-2009
David Roger DrinanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-27-2009
Charles Edwyn Johnson IIStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$5005-28-2009
Bruce Charles VossStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$2505-28-2009
Holly Michelle BarowayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15005-29-2009
Eric Michael MayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-29-2009
James Scott SalmonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2009
Rita J. FultzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-04-2009
Michael Kevin RhodesStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5006-05-2009
Cameron Cole WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-10-2009
James Richard JunodStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-12-2009
Bruce Allen EdelsohnStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-12-2009
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Showing 101 to 125 of 1,485 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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