Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul SteinbissStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC01-02-2009
Scott John HellandStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5001-02-2009
Stasia RichardsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.01-02-2009
Kenneth Robert KlauberStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10001-05-2009
Kristopher Raworth WallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-07-2009
Paul Clifford Ruble Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-07-2009
Todd Glenn PollockStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-07-2009
Larrel Rodney LongStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-08-2009
Bradley Alan GoodnightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-09-2009
Brian Joseph OdelliStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-09-2009
John Marshall ForcierStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-09-2009
Robert Joseph ButtarazziStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15001-09-2009
Timothy Michael WhiteStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-09-2009
James John EwaldStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC01-12-2009
Kathleen Ann AcordStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-15-2009
Marc Allen YorksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15001-15-2009
Scott Alan SandersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-15-2009
David Anthony BizjakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-16-2009
Fred Alan MyersStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.01-16-2009
Keith Joseph RyanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2501-16-2009
Kenneth Robert ReevesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-16-2009
Mark KangasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-16-2009
Dennis Graham RandallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-20-2009
Elizabeth Ann NessStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-20-2009
John Angelo CatanzaroStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.01-22-2009
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Showing 1 to 25 of 1,263 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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