Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles G NaismithStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Richard ViallStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Joseph Michael Militello Jr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Zachary Scot DaviesStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Paul M PatrosStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Mitchell Harris IversonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
George W SchulerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Samuel Marshall RobinsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Elayne Jacoby GunderStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5009-17-2009
Norman William SpeightStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5009-17-2009
Leonard Whitson MarryottStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5009-17-2009
Ryan M. AckermanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-24-2009
Gary W CollinsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
George Alexander BakerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Andree Camarco JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Barry Thomas ComptonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Loy Loraine GothamStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Joseph Frank CaliseStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Melissa Mary FutchStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Diane L RossStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
David Patrick KurconStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Ryan David CampbellStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Chad Anthony LojewskiStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Christopher Glenn CareyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Debra Lynn MooreStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
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Showing 226 to 250 of 1,487 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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