Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Michael KurinijStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Dana Therese PahkalaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Lacey Ann YorkStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Robert Marshall NeidorffStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
David Robert CampbellStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Patrick L. CareyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Michael John HenshawStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Henry Grady Moore IIIStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Timm Brian SchreiberStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Robert Martin RoskoshStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
John Michael StoneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Walter Mark MancingStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Travis Marshall McChessneyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Steven Craig BaconStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Geoffrey Leigh DentStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Howard Francis Lewis Jr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Ronald John AmeenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Thomas Leroy WeimerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Robert E Maloney Jr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Andrew Joseph NewmanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Dennis Gary DashnerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Vincent John O'BrienStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Mark Harber SebringStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Emanuel Recardo LopezStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Kurt Byron NelsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
« Previous PageNext Page »

Showing 251 to 275 of 1,487 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.