Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Clifford AbbottStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2010
Donald Arthur Bernard Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10006-18-2010
Ben Palazzo, Ed Marshall III, Kay WittStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$27506-25-2010
Donald Bernard Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$25006-25-2010
Anthony Victor StaisStifel, Nicolaus & Company, IncorporatedThomas Weisel Partners LLC07-10-2010
Christopher Scott HurstStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-28-2010
Michael E SteinStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15008-20-2010
David AsulinStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.$10008-20-2010
Thomas Meredith Bolton Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley09-20-2010
Lehman Benjamin Easterling IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-20-2010
Michelle Katherine GreeneStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-20-2010
Dennis Joseph KellyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5009-23-2010
Michael J ComfortStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2010
Sandra Jean NiemannStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5009-28-2010
Thomas H. HallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5010-04-2010
Johnny Floyd DunnStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10010-05-2010
Kevin Gerald NiekampStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-12-2010
Paula Perdue HutchinsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15010-14-2010
Richard Stewart CampbellStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5010-14-2010
John Charles PierceStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-18-2010
William Sidney ShragoStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-26-2010
Zadoc White Brown IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-04-2010
Christopher Raye HowellStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5011-05-2010
James Anthony Strainer Sr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5011-10-2010
Douglas Charles HoutzStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2511-10-2010
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Showing 351 to 375 of 1,485 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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