Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Chaim LupuloffStifel, Nicolaus & Company, IncorporatedFirst Empire Securities, Inc.$10003-15-2019
Adam ChustzStifel, Nicolaus & Company, IncorporatedEdward Jones$19302-13-2018
Adam G. ShafiroffStifel, Nicolaus & Company, IncorporatedJefferies LLC$5010-21-2019
Adam Vartan TopalianStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Alan Abraham LinkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-12-2015
Alan Carl WolmanStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$15002-02-2012
Alan Douglas BeattyStifel, Nicolaus & Company, IncorporatedNorthwestern Mutual Investment Services, LLC11-26-2014
Alan Duff BloomingdaleStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Alan Jeffrey LoginStifel, Nicolaus & Company, IncorporatedLPL Financial LLC$5010-20-2014
Alen Jerry PellerinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2506-28-2018
Alexander Jerome WitherillStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Alexander Stephen MonroeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10007-31-2015
Alfred David Scoones Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5004-20-2012
Allan Prentiss Bowden Sr.Stifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15002-28-2019
Allen Hammonds Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$16511-07-2019
Allen Ray PryorStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.$2507-07-2015
Alvin Vernon Spencer Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15012-08-2016
Amanda Leigh CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10012-01-2015
Amandus 'Buz' FreyStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$11809-20-2017
Amandus Conrad Frey IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1009-20-2017
Amy Keiko DosierStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-04-2010
Amy Lynn DoughtyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Andrea Christine JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Andrea L. BlassarasStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
Andrea Marsha GoldsteinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-01-2016
Next Page »

Showing 1 to 25 of 1,511 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.