Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dale ChamberlinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10007-28-2009
Adam G. ShafiroffStifel, Nicolaus & Company, IncorporatedJefferies LLC$5010-21-2019
Adam Michael CafarellaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-21-2014
Adam Michael ChustzStifel, Nicolaus & Company, IncorporatedEdward Jones02-13-2018
Adam Todd VengrowStifel, Nicolaus & Company, IncorporatedCantor Fitzgerald & Co.08-21-2018
Adrienne StewartStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Aileen EppigStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-19-2009
Alan Abraham LinkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-12-2015
Alan Carl WolmanStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$15002-02-2012
Alan Douglas BeattyStifel, Nicolaus & Company, IncorporatedNorthwestern Mutual Investment Services, LLC11-26-2014
Alan Howard CohnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5002-08-2010
Alan Jeffrey LoginStifel, Nicolaus & Company, IncorporatedLPL Financial LLC$5010-20-2014
Alan Michael EppersStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC$5008-24-2010
Albert ElrodStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-04-2012
Alen Jerry PellerinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2506-28-2018
Alex Bryan PersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-20-2020
Alex Michael MerrillStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2018
Alexander Stephen MonroeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10007-31-2015
Alexandra Elizabeth NolanStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-29-2016
Alfred David Scoones Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5004-20-2012
Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
Alison Vera MasopustStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2019
Allan Prentiss Bowden Sr.Stifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15002-28-2019
Allen John HegenerStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$10009-10-2010
Alvin Vernon Spencer Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15012-08-2016
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Showing 1 to 25 of 1,695 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.