Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John R. KoeijmansStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Lance Clayton WhitworthStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Ryan M. SchackStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
James Aloysius McMahon IIIStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.03-27-2019
Leigh Anne GageStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.02-14-2019
Jonathan Hugh RegisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Erin Catherine BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Joseph Patrick BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
William Johnston DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-04-2018
Rachel HallStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.10-01-2018
Bryan George BertucciStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.09-24-2018
John Aloysius BanksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-13-2018
Jerod Raymond HavelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-06-2018
Theodore Lawrence Korodan Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-24-2018
Marilyn June BlackStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-16-2018
John David WilliamsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.07-02-2018
Joshua Brendan WolvertonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-28-2018
Brodie Joe KillianStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-09-2018
Thomas William Hankins Sr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.01-17-2018
Paula DayStifel, Nicolaus & Company, IncorporatedPFS Investments Inc.01-10-2018
Sonia A GrossStifel, Nicolaus & Company, IncorporatedM&T Securities, Inc.12-11-2017
Charles Sidney CrockerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Philip James MacdonaldStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2017
Daniel Richter ReitzStifel, Nicolaus & Company, IncorporatedCUSO Financial Services, L.P.11-13-2017
Leslie Antione CollinsStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-02-2017
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Showing 1 to 25 of 1,262 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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