Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary R WhineryStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.04-01-2014
Michael J SullivanStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2013
Joshua M BledsoeStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2013
Richard A LinnihanStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-01-2013
Scott Metzner Thomas AndisonStifel, Nicolaus & Company, IncorporatedA.G. Edwards & Sons06-10-2010
Michael John CaputeStifel, Nicolaus & Company, IncorporatedEquitable Advisors, LLC10-08-2020
Jack Linzy RansomStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-02-2020
Mark Thomas KappelStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-02-2020
Seamus MaccroryStifel, Nicolaus & Company, IncorporatedSantander Securities LLC09-30-2020
Steven J Vitale JrStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2020
Steven Michael NowlandStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-24-2020
Andrew Kaye KlingerStifel, Nicolaus & Company, IncorporatedBenjamin F. Edwards & Company, Inc.09-18-2020
Steven Anthony StrambiStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-10-2020
Susan Marie EastmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-04-2020
Christopher VanhornStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-01-2020
Jordan T EdenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-01-2020
Christine Nicole SwindellStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.08-31-2020
Richard Mansur BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Emily P BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Victoria BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Edward Lee EllisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Lawrence David BrownStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
John Wood AbbottStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2020
Eli J TabariaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2020
Randi Nicole EllisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2020
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Showing 1 to 25 of 1,557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.