Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Michael AusherStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC10-28-2019
Edward Albert Robinson Jr.Stifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2510-24-2019
Mark Alan SiverStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC06-14-2019
Eric Leigh JacobsStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC06-14-2019
Peter Donald ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15004-18-2018
James Sean LebaronStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5011-14-2016
David Bruce TopkinStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5006-10-2016
Gail SokolStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5001-28-2016
Jeffrey L HaikenStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$1006-08-2015
Fredrick Ross BennettStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5005-15-2015
David Neal CohenStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$7505-14-2015
Martin Harvey BermanStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5012-19-2014
Martin Firestone BowersStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5010-16-2013
Mark Robert KaskeyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5008-09-2013
Robert Januarius CellucciStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10008-09-2013
William Jason BeardStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC08-09-2013
Scott Aaron LindermannStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2508-06-2013
Jonathan Scott GoldStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC02-10-2012
David Alexander SweeneyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC05-13-2011
William Walton HendryStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10002-24-2011
Christopher Raye HowellStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5011-05-2010
Dennis Joseph KellyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5009-23-2010
Stephen Patrick MurphyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC08-06-2010
Harold Lee GoldsmithStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15003-17-2010
Dean Robert NovinStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5006-17-2009
Next Page »

Showing 1 to 25 of 32 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.