Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul SteinbissStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC01-02-2009
James John EwaldStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC01-12-2009
Frank James ParkerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$7504-13-2009
Scot Burnham BrewerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC05-13-2009
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10005-15-2009
Patrick Allen DalyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5005-22-2009
Brian Michael O'SullivanStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10005-22-2009
Dean Robert NovinStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5006-17-2009
Harold Lee GoldsmithStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15003-17-2010
Stephen Patrick MurphyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC08-06-2010
Dennis Joseph KellyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5009-23-2010
Christopher Raye HowellStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5011-05-2010
William Walton HendryStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10002-24-2011
David Alexander SweeneyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC05-13-2011
Jonathan Scott GoldStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC02-10-2012
Scott Aaron LindermannStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2508-06-2013
Mark Robert KaskeyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5008-09-2013
Robert Januarius CellucciStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10008-09-2013
William Jason BeardStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC08-09-2013
Martin Firestone BowersStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5010-16-2013
Martin Harvey BermanStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5012-19-2014
David Neal CohenStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$7505-14-2015
Fredrick Ross BennettStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5005-15-2015
Jeffrey L HaikenStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$1006-08-2015
Gail SokolStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5001-28-2016
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.