Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Michael O'SullivanStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10005-22-2009
Christopher Raye HowellStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50011-05-2010
David Alexander SweeneyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15005-13-2011
David Bruce TopkinStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50006-10-2016
David Neal CohenStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$75005-14-2015
Dean Robert NovinStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50006-17-2009
Dennis Joseph KellyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50009-23-2010
Edward Albert Robinson Jr.Stifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$25010-24-2019
Eric Leigh JacobsStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15006-14-2019
Frank James ParkerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$75004-13-2009
Fredrick Ross BennettStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50005-15-2015
Gail SokolStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50001-28-2016
Harold Lee GoldsmithStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15003-17-2010
James John EwaldStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC01-12-2009
James Sean LebaronStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50011-14-2016
Jeffrey L HaikenStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10006-08-2015
Jonathan Scott GoldStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC02-10-2012
Mark Alan SiverStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$25006-14-2019
Mark Robert KaskeyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50008-09-2013
Martin Firestone BowersStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50010-16-2013
Martin Harvey BermanStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50012-19-2014
Patrick Allen DalyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50005-22-2009
Paul SteinbissStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC01-02-2009
Peter Donald ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15004-18-2018
Robert Januarius CellucciStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10008-09-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.