Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Huggins, Linda Winders, Blair Huggins, JD Huggins Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$34508-23-2019
Ron Witter Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$4908-29-2019
John Pethokoukis Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$10708-22-2019
Brad Jolly, Gary Williams, Robbie WalkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14007-18-2019
Gary Lynn WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-19-2019
William Bradford JollyStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-18-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Mark EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14012-14-2018
Mark Pablo EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley12-14-2018
Tyler LendaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$9711-12-2018
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley$64610-29-2018
Ronald Stuart OuwengaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15009-13-2018
Myron Lynn HendrixStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Lynne Mary OhrtStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2509-13-2018
Brian Patrick ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-13-2018
Janet StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$17506-25-2018
Janet Lisa StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15006-15-2018
Cynthia VogelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$8205-18-2018
Ken Ramos, Gary RudowStifel, Nicolaus & Company, IncorporatedMorgan Stanley$32511-02-2017
Kenneth Carl RamosStifel, Nicolaus & Company, IncorporatedMorgan Stanley$26611-02-2017
Henry Michael EnnoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$11611-02-2017
Gary Mitchell RudowStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-02-2017
Leslie Antione CollinsStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-02-2017
Mark P. SullivanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10510-25-2017
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Showing 1 to 25 of 219 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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