Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chuck A. RobertsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$21003-01-2016
Richard David StoneStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-01-2016
Toby David MitchellStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-01-2016
Truman Aubie DayStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-13-2016
Richard Lee NelsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10001-11-2016
Richard Todd NelsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2016
David James AltmanStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-05-2016
Michael Wong ArkStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15010-23-2015
Malia T. ArkStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-23-2015
John Ming Yuen ArkStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-23-2015
Kenneth S. AlterStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5008-10-2015
Robert William ChaffinStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10007-31-2015
Alexander Stephen MonroeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10007-31-2015
Robert James WillgossStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5007-31-2015
Richard S. BotkinStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10006-17-2015
Joel David DavidmanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-17-2015
Stephen Smith, Elizabeth SchrockStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14705-07-2015
Elizabeth Waschow SchrockStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-07-2015
Stephen Barr SmithStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-07-2015
Alan Abraham LinkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-12-2015
Robert Gene Heisterberg Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5002-12-2015
Patricia J. GreeneStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2502-12-2015
Patrick M DeverStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5010-30-2014
James StambaughStifel, Nicolaus & Company, IncorporatedMorgan Stanley$18010-02-2014
James Benton StambaughStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-02-2014
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Showing 51 to 75 of 219 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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