Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott David FergangStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC07-29-2019
Rhonda Lynn SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$22506-20-2019
Lynn Christine SylerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15006-20-2019
Katelyn Rene SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Daniel Stuart NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-28-2018
William Gus Koriath Jr.Stifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$20007-07-2017
Rosario Joseph PetrizzoStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2502-10-2017
Mark Andrew WielingaStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2502-10-2017
Joseph John MamerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10010-27-2016
Janice Anne ReillyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$14709-30-2016
Jeffrey Richardson BaconStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15008-01-2016
Sailing David AdlerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC08-01-2016
Robert William VoorheesStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10006-09-2016
Paul Joseph DelongisStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$14202-24-2016
Robert Matthew BaineyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-24-2016
James Andrew WilliamsStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10010-30-2015
John Michael VolpeStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10006-01-2015
Howard Raymond Barkley Jr.Stifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5005-08-2015
Thomas Alan WeilStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5001-02-2015
Terry Lee GordonStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5006-07-2013
David Bruce HolzStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC04-19-2013
Christopher Brian DaughtryStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2503-04-2013
Gregory Searcy BucknerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC01-10-2013
Robert Fulton Mason Jr.Stifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC10-03-2012
Robert William O'LearyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC09-19-2012
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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