Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Inez CastroStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC07-30-2019
Scott David FergangStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC07-29-2019
Mark Alan GallinattiStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Rhonda Lynn SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Lynn Christine SylerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Katelyn Rene SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Sailing David AdlerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC08-01-2016
Rachel Elizabeth HughesStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-09-2016
Justin Kevin PorrettStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-09-2016
Nicholas Jarmoszuk Jr.Stifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC01-21-2015
Michael Duane KrmpotichStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC11-13-2013
David Bruce HolzStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC04-19-2013
Christopher Brian DaughtryStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC03-04-2013
Gregory Searcy BucknerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC01-10-2013
Robert Fulton Mason Jr.Stifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC10-03-2012
Robert William O'LearyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC09-19-2012
Johnathan Michael WilsonStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC01-03-2012
Daniel Otis Bushey Jr.Stifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC11-01-2010
Kathleen Ann WittStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC02-01-2010
Sheldon Jules NankinStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC02-23-2009
Patrick Francis SinclairStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC02-23-2009
Rosario Joseph PetrizzoStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2502-10-2017
Mark Andrew WielingaStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2502-10-2017
James Thomas ByrneStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2504-19-2013
Daniel Stuart NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-28-2018
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.