Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Randall GarbergStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$2503-14-2017
Rebecca Marie HellmanStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated03-14-2017
Douglas Ray SpurlockStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated06-10-2015
Joshua Aaron WeilandStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$15008-19-2013
Robert Alan LucasStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$5004-24-2013
Cynthia Elaine TouchtonStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$1003-18-2013
Gerard John Kelly IIIStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$5002-28-2013
Thomas James GergerStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$5005-31-2012
Lawrence Michael CounenStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$2505-23-2012
Jay Alan JaehnkeStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated06-07-2011
Charles Havnor Coakley Jr.Stifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated07-13-2009
Roger Albert BaughmanStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated07-09-2009
Kevin Lee FronekStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated07-08-2009
Gregory Paul FreemanStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated07-08-2009
Charles Edwyn Johnson IIStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$5005-28-2009
Bruce Charles VossStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$2505-28-2009
Terry Lee HooverStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$5005-05-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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