Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Small Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$4212-09-2019
Jim Fleck Jason FleckStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$21610-10-2019
Tom Lieser Leigh Anne Gage Tom AwadallaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$73002-14-2019
Bill DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$7812-04-2018
Dan LongStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5511-01-2018
Thomas HuberStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15010-29-2018
Robert CohenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$71210-05-2018
Dan LongStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5509-25-2018
Craig WhittenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$7109-14-2018
Virginia KuwaharaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$11009-07-2018
Craig JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$21109-04-2018
Thomas BellStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$6907-19-2018
Tony Urdes Bianca UrdesStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$30004-20-2018
Donna KaneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10505-12-2017
Michael Nimmo Christian Nimmo Rachel NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-28-2017
Ed HeckerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$6011-10-2016
David Morris Matthew WaldmanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15008-04-2016
Clint Weaver Joe T Bozarth IIIStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$17005-29-2014
Todd Frediani Larry StaterStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$20004-16-2014
Barre McLeod Butler Park B Smith Jr W Hampton Avant Lucinda ShieldsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$54203-27-2014
Michael P Wallace Todd J BelfioreStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$17906-05-2013
Steven J Vitale JrStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2020
John Anthony MacukasStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10009-15-2020
Mary E MacukasStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10009-15-2020
Gary Martin BiceStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-10-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.