Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Lynn DoughtyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Andrea Christine JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Andree Camarco JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Andrew Hunt JohannStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Andrew John FosterStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Andrew Joseph NewmanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Anthony ScaglioneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10005-22-2015
Barry Thomas ComptonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Brent James GilmoreStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Bruce Eugene OstrumStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Bruce Norwood PattonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Cameron Allen Brown Sr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Carl Joseph WillertStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Carter James JohnsenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Chad Anthony LojewskiStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Chalmers Lanier Glenn IVStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Charles G NaismithStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Christian Michael NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$19304-28-2017
Christopher Anthony PaganelliStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-09-2017
Christopher Edelen Bolles Jr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Christopher Glenn CareyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Christopher Mickey BergStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Craig Edward JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10008-30-2018
Craig Laurence WhittenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-14-2018
Craig Stephen Murphey Sr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
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Showing 1 to 25 of 215 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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