Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John P. TroianoStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$17509-05-2009
Ben Palazzo, Ed Marshall III, Kay WittStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$27506-25-2010
Donald Bernard Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$25006-25-2010
Kenneth Fortini, Ralph E. Labriola, Nicholas J. DiMennaStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$10807-19-2012
Marty O'ConnorStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$18006-13-2013
William J. DrakeStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$1,00001-06-2014
Paul Vidovich, Gregory Gonzales, Robert B. Mitchell, Jr., Jacqueline T. Wieland, Phillip Joyce, Michael PlanningStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$58605-08-2014
Timothy Metcalf, Robert PintoStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$25501-15-2015
Henry Berg, Glen MagloffStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$25005-19-2016
Herbert Buchbinder, Daniel Stolper, Mary Travis-SwansonStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$50005-25-2016
Thomas Schmidt, Bradley SchmidtStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$14009-15-2016
William KruegerStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$18410-06-2016
Steve MyattStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$28910-12-2016
Gary Hency, Leland RoiderStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$24811-30-2016
Michael Anderson, Alvin Spencer, Richard Williams & Chris ArmourStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$60012-08-2016
Kent Ray, Jeff Siefert, Greg SeilerStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$35002-24-2017
Patricia Jeannine TippinsStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$5606-15-2017
James Ferrie, John BogostaStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$8007-11-2017
Nicholas Dukas, Jason DukasStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$14008-18-2017
Amandus 'Buz' FreyStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$11809-20-2017
David SafarianStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$11609-29-2017
Keith Holzwarth, Angelo Panoff, Michael HallStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$25012-11-2017
Joseph Bailey VaughanStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$5412-11-2017
Greg GreenbergStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$17801-18-2018
Asma MahmoodStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$6605-17-2018
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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