Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Young Wilkerson Stevenson Jr.Stifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Mat Murfree JohnsonStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
John Reese HamnStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
William March Moore Jr.Stifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
James Taylor McElroyStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Ying ZhaoStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Evan John Mathis PriceStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Henry Andrew HollidayStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Reynolds Davis WhatleyStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Morgan Stanton NixStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$1011-10-2014
Wayne Mason Gregory IIStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.10-13-2014
Phillip Wayne GannStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.09-25-2014
Jeremy Bradford DuckStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15008-14-2014
Lewis Nolen LamberthStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-13-2014
Paul Jefferson Simmons IIStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-28-2014
Franklin Woodward ShepardStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-07-2014
David Henry Gilchrist Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-13-2013
Carol Kelley HarrisonStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.$2509-27-2013
Andrew Reid Smith IIIStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.09-20-2013
Mitchell Fredrick DubinaStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.05-07-2012
George Lewis MardreStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-13-2012
Shonic Troy LeeStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-13-2012
Kimberly Sue CyrStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2511-30-2010
David F. Evans Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$2511-30-2010
Johnny Floyd DunnStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10010-05-2010
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Showing 26 to 50 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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