Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ginger JonesStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.02-26-2019
Jonathan Hugh RegisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
James Andrew WilliamsStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC10-30-2015
Lewis H Skinner JrStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2015
Morgan Stanton NixStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.11-10-2014
Lewis Nolen LamberthStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-13-2014
Franklin Woodward ShepardStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-07-2014
David Henry Gilchrist JrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-13-2013
Shonic Troy LeeStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-13-2012
Kimberly Sue CyrStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-30-2010
David F Evans JrStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-30-2010
Lehman Benjamin Easterling IiiStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-20-2010
James Edward KlinglerStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-25-2010
Richard Leon KohnStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-25-2010
Everett F NixStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-01-2015
William S HumberStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-01-2015
Katye S DelashawStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5005-25-2010
Jonathan RegisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-11-2019
George Lewis MardreStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10003-13-2012
Johnny Floyd DunnStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10010-05-2010
Marcus Alan CauseyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-01-2015
Steven Lee HagoodStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-01-2015
Jeremy Bradford DuckStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15008-14-2014
Paul SimmonsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-28-2014
Robert Emmet Seibels IiiStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15005-25-2010
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.