Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter SmithStifel, Nicolaus & Company, IncorporatedMoors & Cabot$14211-12-2018
Frank NightingaleStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$11111-09-2018
Frank Stacher NightingaleStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-09-2018
Peter Crellin SmithStifel, Nicolaus & Company, IncorporatedCrellin Capital, LLC11-06-2018
Rachel HallStifel, Nicolaus & Company, IncorporatedRaymond James$3311-01-2018
Rachel HallStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.10-01-2018
Tom LaPorte, Bryan Bertucci, Von HallauerStifel, Nicolaus & Company, IncorporatedRaymond James$23409-25-2018
Thomas Phillip LaporteStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15009-24-2018
Von A Alan HallauerStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2509-24-2018
Craig WhittenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc. Inc.$7109-14-2018
Craig Laurence WhittenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-14-2018
Craig JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc. Inc.$21109-04-2018
Craig Edward JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10008-30-2018
Erin DanielsStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors$12003-27-2018
Erin A. DanielsStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.$15003-27-2018
William Reilley HerfStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$10003-16-2018
Duane Neil BurghardStifel, Nicolaus & Company, IncorporatedNYLIFE Securities LLC04-13-2016
Nathaniel Jamil CarlonStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC12-14-2015
Michael Duane GronlundStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-29-2014
Crystal Lorrain BarcelloStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-10-2013
Brenda Gayle BellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-01-2012
Dale Edward LewisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-10-2011
Ben Palazzo, Ed Marshall III, Kay WittStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$27506-25-2010

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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